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lect12-第2章

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analysis would have been affected; if he had begun in his first


Lecture with the examination of the nature of Sovereignty。 This


examination he placed in the Sixth; which; so far as the


'Province of Jurisprudence' is concerned; is the last of his


Lectures。


    I believe I may assume that most of my hearers are familiar


with the general character of the investigation prosecuted by


Austin in the Treatise to which I have referred; but; as his


definitions are not easily carried in the memory in their


complete shape; I will give his descriptions of an Independent


Political Society and of Sovereignty; the two conceptions being


interdependent and inseparable from one another。


    'If (he says) a determinate human superior; not in the habit


of obedience to a like superior; receive habitual obedience from


the bulk of a given society; that determinate superior is


Sovereign in that society; and the society; including the


superior; is a society political and independent。' 


    He then proceeds: 'To that determinate superior the other


members of the society are subject; or on that determinate


superior the other members of the society are dependent。 The


position of its other members towards that determinate superior


is a state of subjection or a state of dependence。 The mutual


relation which subsists between that superior and them; may be


styled the relation of Sovereign and Subject; or the relation of


Sovereignty and Subjection。'


    I may perhaps save the necessity for part of the


amplification and explanation of these definitions contained in


the Chapter in which they occur; if I state Austin's doctrine of


Sovereignty in another way  more popularly; though without; I


think; any substantial inaccuracy。 It is as follows: There is; in


every independent political community  that is; in every


political community not in the habit of obedience to a superior


above itself  some single person or some combination of persons


which has the power of compelling the other members of the


community to do exactly as it pleases。 This single person or


group  this individual or this collegiate Sovereign (to employ


Austin's phrase)  may be found in every independent political


community as certainly as the centre of gravity in a mass of


matter。 If the community be violently or voluntarily divided into


a number of separate fragments; then; as soon as each fragment


has settled down (perhaps after an interval of anarchy) into a


state of equilibrium; the Sovereign will exist and with proper


care will be discoverable in each of the now independent


portions。 The Sovereignty over the North American Colonies of


Great Britain had its seat in one place before they became the


United States; in another place afterwards; but in both cases


there was a discoverable Sovereign somewhere。 This Sovereign;


this person or combination of persons; universally occurring in


all independent political communities; has in all such


communities one characteristic; common to all the shapes


Sovereignty may take; the possession of irresistible force; not


necessarily exerted but capable of being exerted。 According to


the terminology preferred by Austin; the Sovereign; if a single


person; is or should be called a Monarch; if a small group; the


name is an Oligarchy; if a group of considerable dimensions; an


Aristocracy。 if very large and numerous; a Democracy。 Limited


Monarchy; a phrase perhaps more fashionable in Austin's day than


it is now; is abhorred by Austin; and the Government of Great


Britain he classes with Aristocracies。 That which all the forms


of Sovereignty have in common is the power (the power but not


necessarily the will) to put compulsion without limit on subjects


or fellow…subjects。 It is sometimes extremely difficult to


discover the Sovereign in a given State; and; when he or it is


discovered; he may fall under no recognised designation; but;


where there is an independent political society not in a


condition of anarchy; the Sovereign is certainly there。 The


question of determining his character is; you will understand;


always a question of fact。 It is never a question of law or


morals。 He who; when a particular person or group is asserted to


constitute the Sovereign in a given community; denies the


proposition on the ground that such Sovereignty is an usurpation


or a violation of constitutional principle; has completely missed


Austin's point of view。


    The definitions which I read from the Sixth Lecture furnish


Austin's tests for discovering the seat of Sovereignty in


independent states。 I will again refer to a few of the most


important of them; though very briefly。


    First; the Sovereign is a determinate human superior。 He is


not necessarily a single person; in the modern Western world he


is very rarely so; but he must have so much of the attributes of


a single person as to be determinate。 If he is not a single


person; he must be a number of persons capable of acting in a


corporate or collegiate capacity。 This part of the definition is


absolutely necessary; since the Sovereign must effect his


exertions of power; must issue his orders; by a definite exercise


of his will。 The possession of physical power; which is one


characteristic of Sovereignty; has as matter of historical fact


repeatedly been for a time in the hands of a number of persons


not determinate; not so connected together as to be capable of


exercising volition; but such a state of things Austin would call


anarchy; though it might not have all the usually recognised


symptoms of a revolutionary interval。 At the same time; the


limitation of Sovereignty to determinate groups; when the


Sovereign is not an individual; is extremely important; since it


qualities the notion of Sovereignty by rendering it subject to


the various artifices by which an exercise of volition is


elicited from a corporate body。 Familiar to us as is the practice


of taking the opinion of a majority as the opinion of an entire


group; and natural as it seems; nothing can be more artificial。


    Again; the bulk of the society must obey the superior who is


to be called Sovereign。 Not the whole of the society; for in that


case Sovereignty would be impossible; but the bulk; the large


majority; must obey。 After the accession of the House of Hanover


to the British throne; a certain number of Jacobites and a


considerable portion of the Scottish Highlanders habitually


disobeyed or disregarded the commands of the British Crown and


Parliament; but the bulk of the nation; including no doubt the


bulk of the Jacobites themselves; gave to these commands a


practical obedience。 On Austin's principles; therefore; there is


not the least ground for questioning the Sovereignty of George


the First and Second and of the Parliaments elected at their


summons。 The Jacobite view; that the Hanoverian Kings were


exclusively Sovereign in Hanover; would at once be throw aside by


Austin as not raising that question of fact which is alone


disputable under his system。


    Next; the Sovereign must receive an habitual obedience from


the bulk of the community。 In European societies professing the


Roman Catholic faith; the great majority of the population


receives a variety of directions on points of personal conduct;


either mediately or immediately; from the See of Rome。 But;


compared with the number of times it submits itself to the laws


of the country it inhabits; its obedience to these extrinsic


commands is only occasional; and not habitual。 At the same time a


dim appreciation of the principles brought into light by Austin


may be detected in several famous ecclesiastical controversies;


which sometimes tend to become disputes whether the obedience to


the See of Rome which is actually paid is or is not so frequent


as to fall under the description of habitual。


    A further characteristic of Sovereignty is immunity from the


control of every other human superior。 The limitation is


obviously necessary; for otherwise the Governor…General of India


in Council would be Sovereign; and indeed would exhibit a closer


correspondence with the more salient features of Sovereignty than


almost any other potentate on the face of the globe。


    Those who have observed with what slowness definite


conceptions are developed in the field of history and politics


will be prepared to hear that this whole view of the nature of


Sovereignty is older than Austin's work。 But; so far as my own


knowledge extends; I do not think that any material portion of it


is older than Hobbes。 On the other hand; in the Leviathan of


Hobbes and in the Chapter De Cive in his Treatise first published


in Latin; called the Elementa Philosophiae; the 
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